Is America a Democracy, Republic, or Empire?

Is America a Democracy, Republic, or Empire?

April 20th, 2011 // 7:09 am @ Oliver DeMille

Some in Washington are fond of saying that certain nations don’t know how to do democracy.

Anytime a nation breaks away from totalitarian or authoritarian controls, these “experts” point out that the people aren’t “prepared” for democracy.

But this is hardly the point.

A nation where the people aren’t prepared for democracy–but where a strong leader is prepared for tyranny–is still better off as a democracy.

A nation where the people aren’t prepared for democracy but where an elite class is prepared for aristocracy is still better off as a democracy.

A nation where the people aren’t prepared for democracy but where a socialist or fundamentalist religious bureaucracy is prepared to rule is still better off as a democracy.

Whatever the people’s inadequacies, they will do better than the other, class-dominant forms of government.

Winston Churchill was right:

“Democracy is the worst form of government–except for all those others that have been tried.”

False Democracy

When I say “democracy,” I am of course not referring to a pure democracy where the masses make every decision; this has always turned to mob rule through history.

Of Artistotle’s various types and styles of democracy, this was the worst. The American founders considered this one of the least effective of free forms of government.

Nor do I mean a “socialist democracy” as proposed by Karl Marx, where the people elect leaders who then exert power over the finances and personal lives of all citizens.

Whether this type of government is called democracy (e.g. Social Democrats in many former Eastern European nations) in the Marxian sense or a republic (e.g. The People’s Republic of China, The Union of Soviet Socialist Republics–USSR, etc.), it amounts to the same oligarchic model of authoritarian rule.

Marx used the concept of democracy–he called it “the battle for democracy”–to argue for the working classes to rise up against the middle and upper classes and take back their power.

Ironically, he believed the masses incapable of such leadership, and felt that a small group of elites, the “vanguard”, would have to do the work of the masses for them.

This argument assumes an oligarchic view of the world, and the result of attempted Marxism has nearly always been dictatorial or oligarchic authoritarianism.

In this attitude Marx follows his mentor Hegel, who discounted any belief in the power or wisdom of the people as wild imaginings (see Mortimer Adler’s discussion on “Monarchy” in the Syntopicon).

The American founders disagreed entirely with this view.

A Democratic Republic

The type of democracy we need more of in the world is constitutional representative democracy, with:

A written constitution that separates the legislative, executive and judicial powers. Limits all with checks and balances, and leaves most of the governing power in the hands of the people and local and regional, rather than national, government institutions.

In such a government, the people have the power to elect their own representatives who participate at all levels. Then the people closely oversee the acts of government.

One other power of the people in a constitutional representative democratic republic is to either ratify or reject the original constitution.

Only the support of the people allows any constitution to be adopted (or amended) by a democratic society.

The American framers adopted Locke’s view that the legislative power was closest to the people and should have the sole power over the nation’s finances.

Thus in the U.S. Constitution, direct representatives of the people oversaw the money and had to answer directly to the people every two years.

Two Meanings of “Democracy”

There are two ways of understanding the term democracy. One is as a governmental form–which is how this article has used the word so far. The other is as a societal format.

There are four major types of societies:

• A chaotic society with no rules, laws or government
• A monarchical society where one man or woman has full power over all people and aspects of the society
• An aristocratic society where a few people–an upper class–control the whole nation
• A democratic society where the final say over the biggest issues in the nation comes from the regular people

As a societal form, democracy is by far the best system.Montesquieu, who was the source most quoted at the American Constitutional Convention, said:

“[Democracy exists] when the body of the people is possessed of the supreme power.”

In a good constitutional democracy, the constitution limits the majority from impinging upon the inalienable rights of a minority–or of anyone at all.

Indeed, if a monarchical or aristocratic society better protects the rights of the people than a democratic nation, it may well be a more just and free society.

History has shown, however, that over time the people are more likely to protect their rights than any royal family or elite class.

When the many are asked to analyze and ratify a good constitution, and then to protect the rights of all, it turns out they nearly always protect freedom and just society better than the one or the few.

It is very important to clarify the difference between these two types of democracy–governmental and societal.

For example, many of the historic Greek “democracies” were governmental democracies only. They called themselves democracies because the citizens had the final say on the governmental structure and elections–but only the upper class could be citizens.

Thus these nations were actually societal aristocracies, despite being political democracies.

Plato called the societal form of democracy the best system and the governmental format of democracy the worst.

Clearly, knowing the difference is vital.

Aristotle felt that there are actually six major types of societal forms.

A king who obeys the laws leads a monarchical society, while a king who thinks he is above the law rules a tyrannical society.

Likewise, government by the few can either have different laws for the elite class or the same laws for all people, making oligarchy or aristocracy.

In a society where the people are in charge, they can either rule by majority power (he called this democracy) or by wise laws, protected inalienable rights and widespread freedom (he called this “mixed” or, as it is often translated, “constitutional” society).

Like Plato, Aristotle considered the governmental form of democracy bad, but better than oligarchy or tyranny; and he believed the societal form of democracy (where the people as a mass generally rule the society) to be good.

Democracy or Republic?

The authors of The Federalist Papers tried to avoid this confusion about the different meanings of “democracy” simply by shortening the idea of a limited, constitutional, representative democracy to the term “republic.”

A breakdown of these pieces is enlightening:

• Limited (unalienable rights for all are protected)
• Constitutional (ratified by the people; the three major powers separated, checked and balanced)
• Representative (the people elect their leaders, using different constituencies to elect different leaders for different governmental entities–like the Senate and the House)
• Democracy (the people have the final say through elections and through the power to amend the constitution)

The framers required all state governments to be this type of republic, and additionally, for the national government to be federal (made up of sovereign states with their own power, delegating only a few specific powers to the national government).

When we read the writings of most of the American founders, it is helpful to keep this definition of “republic” in mind.

When they use the terms “republic” or “a republic” they usually mean a limited, constitutional, representative democracy like that of all the states.

When they say “the republic” they usually refer to the national-level government, which they established as a limited, constitutional, federal, representative democracy.

At times they shorten this to “federal democratic republic” or simply democratic republic.

Alexander Hamilton and James Wilson frequently used the term “representative democracy,” but most of the other founders preferred the word “republic.”

A Global Problem

In today’s world the term “republic” has almost as many meanings as “democracy.”

The term “democracy” sometimes has the societal connotation of the people overseeing the ratification of their constitution. It nearly always carries the societal democracy idea that the regular people matter, and the governmental democracy meaning that the regular people get to elect their leaders.

The good news is that freedom is spreading. Authoritarianism, by whatever name, depends on top-down control of information, and in the age of the Internet this is disappearing everywhere.

More nations will be seeking freedom, and dictators, totalitarians and authoritarians everywhere are ruling on borrowed time.

People want freedom, and they want democracy–the societal type, where the people matter. All of this is positive and, frankly, wonderful.

The problem is that as more nations seek freedom, they are tending to equate democracy with either the European or Asian versions (parliamentary democracy or an aristocracy of wealth).

The European parliamentary democracies are certainly an improvement over the authoritarian states many nations are seeking to put behind them, but they are inferior to the American model.

The same is true of the Asian aristocratic democracies.

Specifically, the parliamentary model of democracy gives far too much power to the legislative branch of government, with few separations, checks or balances.

The result is that there are hardly any limits to the powers of such governments. They simply do whatever the parliament wants, making it an Aristotelian oligarchy.

The people get to vote for their government officials, but the government can do whatever it chooses–and it is run by an upper class.

This is democratic government, but aristocratic society. The regular people in such a society become increasingly dependent on government and widespread prosperity and freedom decrease over time.

The Asian model is even worse. The governmental forms of democracy are in place, but in practice the very wealthy choose who wins elections, what policies the legislature adopts, and how the executive implements government programs.

The basic problem is that while the world equates freedom with democracy, it also equates democracy with only one piece of historical democracy–popular elections.

Nations that adopt the European model of parliamentary democracy or the Asian system of aristocratic democracy do not become societal democracies at all–but simply democratic aristocracies.

Democracy is spreading–if by democracy we mean popular elections; but aristocracy is winning the day.

Freedom–a truly widespread freedom where the regular people in a society have great opportunity and prosperity is common–remains rare around the world.

The Unpopular American Model

The obvious solution is to adopt the American model of democracy, as defined by leading minds in the American founding: limited, constitutional, representative, federal, and democratic in the societal sense where the regular people really do run the nation.

Unfortunately, this model is currently discredited in global circles and among the world’s regular people for at least three reasons:

1. The American elite is pursuing other models.

The left-leaning elite (openly and vocally) idealize the European system, while the American elite on the right prefers the Asian structure of leadership by wealth and corporate status.

If most of the intelligentsia in the United States aren’t seeking to bolster the American constitutional model, nor the elite U.S. schools that attract foreign students on the leadership track, it is no surprise that freedom-seekers in other nations aren’t encouraged in this direction.

2. The American bureaucracy around the world isn’t promoting societal democracy but rather simple political democracy–popular elections have become the entire de facto meaning of the term “democracy” in most official usage.

With nobody pushing for limited, constitutional, federal, representative democratic republics, we get what we promote: democratic elections in fundamentally class-oriented structures dominated by elite upper classes.

3. The American people aren’t all that actively involved as democratic leaders.

When the U.S. Constitution was written, nearly every citizen in America was part of a Town Council, with a voice and a vote in local government. With much pain and sacrifice America evolved to a system where every adult can be such a citizen, regardless of class status, religious views, gender, race or disability.

Every adult now has the opportunity to have a real say in governance. Unfortunately, we have over time dispensed with the Town Councils of all Adults and turned to a representative model even at the most local community and neighborhood level.

As Americans have ceased to participate each week in council and decision-making with all adults, we have lost some of the training and passion for democratic involvement and become more reliant on experts, the press and political parties.

Voting has become the one great action of our democratic involvement, a significant decrease in responsibility since early America.

We still take part in juries–but now even that power has been significantly reduced–especially since 1896.

In recent times popular issues like environmentalism and the tea parties have brought a marked increase of active participation by regular citizens in the national dialogue.

Barack Obama’s populist appeal brought a lot of youth into the discussion. The Internet and social media have also given more power to the voice of the masses.

When the people do more than just vote, when they are involved in the on-going dialogue on major issues and policy proposals, the society is more democratic–in the American founding model–and the outlook for freedom and prosperity brightens.

The Role of the People

Human nature being what it is, no people of any nation may be truly prepared for democracy.

But–human nature being what it is–they are more prepared to protect themselves from losses of freedom and opportunity than any other group.

Anti-democratic forces have usually argued that we need the best leaders in society, and that experts, elites and those with “breeding,” experience and means are most suited to be the best leaders.

But free democratic societies (especially those with the benefits of limited, constitutional, representative, and locally participative systems) have proven that the right leaders are better than the best leaders.

We don’t need leaders (as citizens or elected officials) who seem the most charismatically appealing nearly so much as we need those who will effectively stand for the right things.

And no group is more likely to elect such leaders than the regular people.

It is the role of the people, in any society that wants to be or remain free and prosperous, to be the overseers of their government.

If they fail in this duty, for whatever reason, freedom and widespread prosperity will decrease. If the people don’t protect their freedoms and opportunities, despite what Marx thought, nobody will.

No vanguard, party or group of elites or experts will do as much for the people as they can do for themselves. History is clear on this reality.

We can trust the people, in America and in any other nation, to promote widespread freedom and prosperity better than anyone else.

Two Challenges

With that said, we face at least two major problems that threaten the strength of our democratic republic right now in the United States.

First, only a nation of citizen-readers can maintain real freedom. We must deeply understand details like these:

• The two meanings of democracy
• The realities and nuances of ideas such as: limited, constitutional, federal, representative, locally participative, etc.
• The differences between the typical European, Asian, early American and other models competing for support in the world
• …And so on

In short, we must study the great classics and histories to be the kind of citizen-leaders we should be.

The people are better than any other group to lead us, as discussed above, but as a people we can know more, understand more, and become better leaders.

Second, we face the huge problem all great democratic powers have eventually faced: how to reconcile our democratic society at home with our imperialism abroad.

As George Friedman has argued, we now control a world empire larger than any in history, whether we want to or not.

Yet a spirit of democratic opportunity, entrepreneurial freedom, inclusive love of liberty, freedom from oppressive class systems, and promotion of widespread prosperity is diametrically opposed to the arrogant, selfish, self-elevating, superiority-complex of imperialism.

This very dichotomy has brought down some of the greatest free nations of history.

On some occasions this challenge turned the home nation into an empire, thus killing the free democratic republic (e.g. Rome).

Other nations lost their power in the world because the regular people of the nation did not reconcile their democratic beliefs with the cruelty of imperial dominance and force (e.g. Athens, ancient Israel).

At times the colonies of an empire used the powerful democratic ideals of the great power against them and broke away.

At times the citizens of the great power refused to support the government in quelling rebellions with which they basically agreed (e.g. Great Britain and its relations with America, India, and many other former colonies).

Many of the great freedom thinkers of history have argued against empire and for the type of democratic republic the American framers established–see for example Herodotus, Thucydides, Aristotle, the Bible, Plutarch, Tacitus, Augustine, Montaigne, Locke, Montesquieu, Gibbon, Jefferson, The Declaration of Independence, and Madison, among others.

The Federalist mentions empire or imperialism 53 times, and not one of the references is positive.

In contrast, the main purpose of the Federalist Papers was to make a case for a federal, democratic republic.

Those who believe in American exceptionalism (that the United States is an exception to many of the class-oriented patterns in the history of nations) now face their greatest challenge.

Will America peacefully and effectively pull back from imperialism and leave dozens of nations successfully (or haltingly) running themselves without U.S. power?

Will it set its best and brightest to figuring out how this can be done? Or to increasing the power of empire?

Empire and Freedom

Some argue that the United States cannot divest itself of empire without leaving the world in chaos.

This is precisely the argument nearly all upper classes, and slave owners, make to justify their unprincipled dominance over others.

The argument on its face is disrespectful to the people of the world.

Of course few people are truly prepared to run a democracy–leadership at all levels is challenging and at the national level it is downright overwhelming.

But, again–the people are more suited to oversee than any other group.

And without the freedom to fail, as Adam Smith put it, they never have the dynamic that impels great leaders to forge ahead against impossible odds. They will never fly unless the safety net is gone.

The people can survive and sometimes even flourish without elite rule, and the world can survive and flourish without American empire.

A wise transition is, of course, the sensible approach, but the arrogance of thinking that without our empire the world will collapse is downright selfish–unless one values stability above freedom.

How can we, whose freedom was purchased at the price of the lives, fortunes and sacred honor of our forebears, and defended by the blood of soldiers and patriots in the generations that followed, argue that the sacrifices and struggles that people around the world in our day might endure to achieve their own freedom and self- determination constitute too great a cost?

The shift will certainly bring major difficulties and problems, but freedom and self-government are worth it.

The struggles of a free people trying to establish effective institutions through trial, error, mistakes and problems are better than forced stability from Rome, Madrid, Beijing, or even London or Washington.

America can set the example, support the process, and help in significant ways–if we’ll simply get our own house in order.

Our military strength will not disappear if we remain involved in the world without imperial attitudes or behaviors. We can actively participate in world affairs without adopting either extreme of isolationism or imperialism.

Surely, if the world is as dependent on the U.S. as the imperial-minded claim, we should use our influence to pass on a legacy of ordered constitutional freedom and learning self-government over time rather than arrogant, elitist bureaucratic management backed by military might from afar.

If Washington becomes the imperial realm to the world, it will undoubtedly be the same to the American people. Freedom abroad and at home may literally be at stake.

The future will be significantly impacted by the answers to these two questions:

Will the American people resurrect a society of citizen readers actively involved in daily governance?

Will we choose our democratic values or our imperialistic attitudes as our primary guide for the 21st Century?

Who are we, really?

Today we are part democracy, part republic, and part empire.

Can we find a way to mesh all three, even though the first two are fundamentally opposed to the third?

Will the dawn of the 22nd Century witness an America free, prosperous, strong and open, or some other alternative?

If the United States chooses empire, can it possibly retain the best things about itself?

Without the Manifest Destiny proposed by the Founders, what alternate destiny awaits?

Above all, will the regular citizens–in American and elsewhere–be up to such leadership?

No elites will save us. It is up to the people.

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Oliver DeMille is a co-founder of the Center for Social Leadership, and a co-creator of Thomas Jefferson Education.

He is the co-author of the New York Times, Wall Street Journal and USA Today bestseller LeaderShift, and author of A Thomas Jefferson Education: Teaching a Generation of Leaders for the 21st Century, and The Coming Aristocracy: Education & the Future of Freedom.

Oliver is dedicated to promoting freedom through leadership education. He and his wife Rachel are raising their eight children in Cedar City, Utah.

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